Carol Horowitz

carol.horowitz@lpl.com
516-550-7244

Private Wealth Advisor
Email: carol.horowitz@lpl.com
Phone/Fax: 516-550-7244

 

Philosophy

Creating personal, long-term client relationships that are the foundation for my goal of turning life's aspirations into financial realities. The importance of getting to know my clients/ prospects, their risk tolerance and time horizon. I employ strategies seeking to preserve assets while navigating erratic and declining markets. While both short and long-term performance are important to consider; I prefer not to place undue emphasis on specific time frames, because the exact beginning and ending points often drive out different answers.

My goal is to provide a pattern of consistent outperformance for my clients.

Licenses & Designations

  • Series 7, 63, & 65 currently held with LPL Financial
  • Insurance licensed in Life, Accident, Health and Variable Life/Annuities in the states of NY & FL.
  • Alternative Investments

Experience

  • Carol is an Investment Industry Veteran of over 32 years. Prior to joining LPL; Carol was an Investment Advisor with Stifel Financial. Prior to becoming a Wealth Advisor; she spent 18 years in Marketing Research/New Product Development.

Education

  • Baruch College: 1975
    • Credits toward MBA in Marketing
  • Queens College: 1971–1974
    • B.S. in Biology and B.A. in Art Therapy. Graduated Magna Cum Laude
  • University of Tel Aviv: 1971

Memberships

  • American Red Cross Member
  • LPGA Amateurs/Member
  • Metropolitan Golf Association
  • PETA (People Empathetic To The Treatment Of Animals)

Community

We manage assets for individuals and families, providing investment management, and financial planning services.

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